PROCESS SUPPORT
We help set up and execute processes for clients. We also manage end-to-end process under their direction as a means of reducing management load and augmenting management capacity.
The result is more effective and resource-efficient functionality in risk visibility, management and reporting that meets governance and compliance expectations.
Specialist processes we provide include -
Risk tracking and reporting
We provide up-to-date visibility of how risks are being managed and how problems with risk controls are being solved.
The service further provides regular reports suited to advising the Board or Board Committee on these matters.
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Governance support
We provide the secretariat support for the governance functions of the Board, or a Board or management committee that has responsibility for overseeing risk management and compliance.
This includes establishing and maintaining charters, tracking compliance obligations, facilitating meetings (agenda, papers, minutes), and reporting on action items.
Compliance mapping
We provide guidance on the extent to which clients can be demonstrably satisfied that they meet regulatory obligations, ASX governance standards, and international standards on risk and compliance management.
We help identify gaps and vulnerabilities in compliance management, and assist in remedial action. We apply reliability principles in our assessments and guidances.
AFSL assurance
We provide the monitoring and assurance required under your Australian Financial Services Licence.
Working closely with our associated legal services firm, we can further provide all other administrative functions required under the Licence.
For a discussion on how our process support services can improve the effectiveness and efficiency of your governance, risk management and compliance capabilities, please contact one of our advisory specialists.